'Innie' Windows or 'Outie' Windows?
When Walls Have Exterior Foam, Where Do the Windows Go?
“Outie” windows were spec'd for this exterior renovation. The windows will be installed in plywood boxes that project beyond the plane of the wall sheathing.
Builders in northern states and Canada often specify exterior wall foam for new construction as well as for residing jobs on existing houses. Installing rigid foam on exterior walls reduces thermal bridging through studs and (as long as the foam is thick enough) greatly reduces the chances of condensation in wall cavities. Current trends favor thicker and thicker foam; many cold-climate builders now routinely install 4 or 6 inches of EPS, XPS, or polyiso on exterior walls.
Innies or Outies?
Builders installing thick exterior wall foam can install windows two ways: with the window flanges in the same plane as the back of the siding — so called “outie” windows — or with the window flanges in the same plane as the OSB wall sheathing — so-called “innie” windows. Either way will work.
Let’s consider a wall with 2x4 studs, OSB sheathing, 4 inches of exterior foam, 3/4-in.-thick vertical strapping, and fiber-cement lap siding. How should the windows be installed?
Outies, Step By Step
A builder who prefers “outie” windows would do it this way:
1. Window rough openings are oversized by 1 1/2 in. in both dimensions.
2. Each rough opening is lined with a frame made of 3/4” x 8 3/4” plywood strips. On the interior, the frames are installed flush; on the exterior, the frames project out 4 3/4 in. beyond the outside face of the OSB sheathing (that is, 3/4 in. beyond the outside face of the foam).
3. Once the exterior foam is installed, a frame of 3/4 in. strapping, fastened flat to the foam, is installed around each plywood window projection. The outer face of the 3/4 in. strapping is flush with the outer edge of the plywood frame.
4. The bottom of the plywood box is flashed with peel-and-stick flashing, just like a conventional rough opening.
5. Windows are installed in the plywood frames; they are attached to the studs (through the plywood) with metal masonry clips (masonry brackets).
6. Peel-and-stick flashing is installed on the sides and top of the window, covering the window flanges and extending back to the foam.
7. Plastic housewrap is installed over the foam. The housewrap laps over the peel-and-stick flashing. Under the windows, peel-and-stick flashing laps over the housewrap.
8. Vertical strapping is installed on top of the foam and the housewrap. Siding is attached to the vertical flashing.
Innies, Step By Step
On the other hand, a builder who prefers “innie” windows would do it this way:
1. Plastic housewrap is installed over the OSB sheathing.
2. The windows are installed conventionally, with the flanges on top of the OSB sheathing. The plastic housewrap is integrated with the window flashing.
3. The exterior foam is installed on top of the housewrap.
4. Vertical strapping is installed on top of the foam.
5. Exposed foam edges facing the window are protected with peel-and-stick flashing.
6. The exposed foam under the window sill is cut at a slope and protected with copper flashing.
7. The exterior of the window is trimmed out with water-resistant jamb extensions made of cedar or cellular PVC.
To-MAY-to, To-MAH-to
Both innie and outie windows have strong advocates. When Energy Design Update reported on the innie-versus-outie controversy in July 2002, building scientist Joe Lstiburek came out in favor of outie windows. “It looks cooler that way,” he explained. Since the vast majority of residential windows are installed as outies, there’s no doubt that outie windows look “normal” to most Americans.
However, Chris Makepeace, a certified engineering technologist at Alberta Infrastructure in Edmonton, Alberta, favors innie windows. “The window should be totally supported by the structure of the wall,” Makepeace told EDU. “If the window is toward the inside, then the bulk of the window frame is able to ‘see’ the interior heat, and the window is at a more constant temperature year round. If we extend the window farther to the exterior, we increase the water leakage potential.”
Jack Hebert, president of the Cold Climate Research Center in Fairbanks, Alaska, also prefers innie windows. “It creates a pocket where you don’t get as much wind across the face of the window,” Hebert told EDU.
At a workshop at the recent Affordable Comfort conference in Kansas City, Massachusetts architect Betsy Pettit showed slides of deep energy retrofit jobs with both innie and outie windows. “With innie windows, you have to return the exterior trim and extend the window sills,” said Pettit. “By the time you do that work, innie windows aren’t the most economical approach. However, innie windows should last longer, because they’ll receive less rain deposition. The innie approach puts the windows in the right location.”
On a builders’ Web forum, a Portland, Oregon, architect recently posted the following comment on the topic: “Outie windows make for interior ledges for cats. Innie windows make for exterior ledges for pigeons. I suppose the perfect answer is a ‘halfie’ so the cat can sit and watch the pigeon.”
Builders deciding between innie and outie windows should remember:
- The WRB (for example, housewrap) can be under the foam or over the foam. A third option is to omit the housewrap and use taped foam as the WRB. In most cases, innie windows require a WRB under the foam, while outie window require a WRB over the foam.
- No matter where the windows are located, flashing details need to tie the perimeter of the window into the WRB.
Image Credits:
- Betsy Pettit
10:31 AM EDT
Outies look better
by John Brooks
Martin, I vote for the Outie.
The Outie does look "cool and correct".
Each of the systems that you described included a box of plywood or a box of costly trim.
In the case of the Innie...The "box" provides a thermal shortcut from inside to outside.
The Innie Strategy adds more exterior surface area(heat transfer) to the system.
The Outie looks like a warmer/safer(in winter) assembly to me.
The Outie will have less exterior trim material to maintain.
The head detail for Innies seems very complex to me.
Outie requires less of the costly flashing materials.
If this were a roof window (think skylight)..which is better?...Innie or Outie?
Think of a window as a shingle in the wall....which is better?....Outie or Innie?
Some tomatos are better than others.
I would prefer to deal with cat hair over pigeon poop.
The Westford Habitat House window strategy(Outie) looks better to me than the Innie.
12:20 PM EDT
More on Innie disadvantages
by John Brooks
The Outie works with 2 dimensional flashing.. the Innie is 3 dimensional.
The Innie creates 8 additional "triple points"(3-d corners)
It is hard enough to get the 2-D stuff right.
2:47 PM EDT
Passive House window details
by John Semmelhack
I'm no window flashing/trim expert, but I thought I'd supply some images of a typical Passive House window detail for debate. http://www.passivhausfenster.at/products/passive-house-windows/passive-h... (click on the thumbnails below the image) The European Passive House folks seem to greatly prefer the "Innie". In addition to the reasons mentioned in Martin's post is that with the "Innie" detail (combined with inward opening windows typical for European Passive Houses) you can insulate OVER part of the frame, greatly reducing or eliminating the typical thermal bridge at this location.
3:03 PM EDT
I don't see any thumbnails
by Martin Holladay, GBA Advisor
John,
I don't see any thumbnails on that page. Do you mean this page?
http://www.passivhausfenster.at/produkte/passivhausfenster/passivhausfen...
3:20 PM EDT
nice link
by John Brooks
John S, Thanks for the PH link ... there are a lot of foreign and interesting things going on in some of the illustrations.
I am very interested in all things Passivhaus.
Here is a main link that I have been going to..
http://www.passivhaustagung.de/Passive_House_E/PassiveHouse_directory.html
Do you have any more good Passivhaus links?
4:25 PM EDT
innie has better energy performance in cold climates
by Dave Brach
Although it may seem like the innie adds exterior surface area and provides a thermal shortcut between inside and outside and therefor has worse performance than the outie, I believe this is actually a simplification. Because the window frame is a very week link in the thermal envelope, you have to look at how the placement affects the interior surface temperature of the window frame. Placing the window at the very exterior plane of wall will greatly lower the interior surface temperature of the frame, which can lead to condensation, especially if it is a typical wood (uninsulated) frame in a cold climate. Placing the window in the middle of the wall cavity, in general, will result in a warmer interior surface temp in winter. The Passive House method is the best from an energy perspective: place the window in the middle and cover the outside of the frame with insulation. This is possible because window manufacturers in Germany design windows to be insulated, and also because european windows open towards the inside.
5:21 PM EDT
JLC author votes for innie windows
by Martin Holladay, GBA Advisor
The latest issue of the Journal of Light Construction has an article by Fairbanks, Alaska builder Thorsten Chlupp, who strongly prefers innie windows over outies.
He writes that he prefers innies "because the window is somewhat protected from wind-washing and the interior glass is more easily warmed by the heat in the room. ... I've observed that in extremely cold weather — when it's 25°F below zero, for example — frost tends to form inside windows installed at the face of the wall, whereas frost rarely occurs on inset windows. I've installed windows both ways, but because of the frost problem I now do only recessed installations."
For more information, visit
http://www.jlconline.com/cgi-bin/jlconline.storefront/4a09e6f207e7dff027...
11:44 AM EDT
Thorsten Chlupp
by John Brooks
Martin, thanks for the link.
Great article .. I will consider carefully anything that Thorsten Chlupp has to say.
11:28 AM EDT
innies and solar gain
by Dave Brach
I realized I needed to qualify my earlier post about innies having better energy performance. If you look at total net performance where the window is being used as a passive solar collector, the innie will recieve less solar energy from shading. The farther "in" it is, the less solar it will get, potentially decreasing passive solar gains considerably. The german window isn't perfect either because from a passive solar standpoint the wider frames,although insulated, allow less solar gaine for a given rough opening.
1:35 AM EDT
It is not about looks...
by Thorsten Chlupp
Inset vs outset windows...I have learned my share of lessons the last two years about this the hard way and thanks to John luring me over here I just can't resist to voice my humble opinion about this. As pointed out in my recent JLC article I have done both but only use the inset by now. We had a fairly long stretch of very cold weather this winter and I saw a big difference on the homes I build in regards to inset or outset window placement. At very cold temperatures the outset windows had icing issues on the inside. I have been doing simple tests with thermometer/humidistat's placed in six different window openings on the inside by the window on the sill throughout the house. I have done this on various houses we build - inset or framed out windows. Overall I have seen warmer temperatures on the inset windows on my readings. We looked also at the exterior with an infrared camera and seen less cooling on the inset windows. All of this wasn't done in form of what I call a scientific study/research in the quest to find out if this truly is making a difference. Something we are planning to do through CCHRC.
Anyways - this was very convincing to me and I made it policy for us to only build inset windows anymore. With that in mind we started to build several mock-ups and tried different ideas to come up with a good inset window detail which can be build fairly easy in the field...which is what we do now on all projects. Meanwhile I started to connect with the building science community in Europe and studied a ton of research papers from across the pond and traveled to the Passiv Haus conferences in Europe and now actually have a much better understanding of the importance of the window placement and detailing in the wall assembly. Someone already pointed out the Passiv Haus windows are always inset and have wider frames. The Passiv Haus Institutes research publication #37 with 140 pages published 11/08 (available through http://www.passiv.de under publications) is a wealth of information of why exactly we need to pay so much more attention to how we install windows - and were we place them. At the moment this paper is only available in German but I recommend it highly to anybody serious about building high efficient buildings. Their research shows very interesting isothermal curves of the window/wall assembly from their studies in relation to window placement and over insulating on the outside over the window frame which is really eye opening. Think about the window as the thermal conductor between the cold and the wall assembly. How and where the window is attached plays a big role on the thermal bridging that penetrates into the wall assembly. The isothermal images they show from their study indicates very clearly how this effect can drastically change with placement and installation. They show a standard window installation with a window installed at the edge of the structure before the outer-insulation layer begins compared with a window which is placed onto the insulation layer and is also over-insulated on the frame - with a drastic difference in the heat loss by a factor 30 on the edge of the window in the standard installation. Something we cannot ignore and so I am back to the drawing board and building mockups in the shop trying to find feasible means of incorporating this knowledge into our building practices. As our window frames are fairly slim it is difficult to detail the over insulation into the window frame properly - at least as far as openers goes. On picture windows it's fairly simple. If stucco is used it isn't to difficult to detail either - but with any other siding material it is tricky. I am working on a either brilliant or complete stupid idea about this right now which might solve this problem very easy and economical and also solve the question on how to change out a window down the line without tearing down the siding/insulation.
So to sum this all up: I believe that we can't really afford to choose "looking cool" over being more efficient in our day and age. Based on (European) building science there is no question on were the window needs to be placed - inset to the correct ratio of the overall wall assembly ideally just in front of the actual wall structure. This means neither too far to the outside nor to the inside. If placed to close to the inside we do not only lose solar gain efficiency but also see a significant increase in energy loss due to thermal bridging-conduction of the window into the conditioned space. This would be the worst installation placement option. Further over-insulating the window frame on the outside has a huge effect on the overall window performance as it reduces the loss through thermal bridging. It is advisable to plan for a thermal break especially under the window frame on the sill area which practically cannot be over insulated on the frame. Spray foam should not be used as a sealant in the installation as it will shrink over time and break loose by the window which will result in air leakage. We use baker rod first, followed by sealant and then spray foam the reaming gap.
8:23 AM EDT
Great post
by Martin Holladay, GBA Advisor
Thorsten,
Great information! Thanks very much for taking the time to share it.
Good luck with your research and experimentation — keep it up!
9:27 AM EDT
TC...Just noticed you posted
by John Brooks
Thorsten,
Thank you for coming "over here"
I stand to be corrected.
I really like your extreme climate perspective.
The fact that you are doing mockups and observing data..
I would love to see photos of your mock-ups.
Thank you Dave and John S. for your insights also.
8:22 AM EDT
Another good resource on "innie" versus "outie" windows
by Martin Holladay, GBA Advisor
For a fairly in-depth discussion of "inner" versus "outie" windows, see the excellent guide to the REMOTE construction technique, “REMOTE: A Manual”.
1:07 AM EDT
Attaching nailing fins to outies
by Lesley
The vinyl windows I will be using in my superinsulated retrofit (2" of polyiso) only have a 1" nailing fin. Assuming 1/4" for shimming and a 3/4" plywood box, I would end up screwing the window into the plywood edge instead of into the 2"x4" framing behind the foam. What would you suggest?
I can get the window with a 1.5" fin but that comes with an integral J-channel and I will be using T1-11 siding. Can I put the T1-11 into the J-channel or will that cause problems? (I know that J-channel is typically used for vinyl siding and I just can't go there...)
Thanks in advance!
3:54 AM EDT
Securing "outie" windows
by Martin Holladay, GBA Advisor
Lesley,
You don't say whether you are installing "innie" or "outie" windows. I'm guessing "outie."
As I wrote in my blog, most "outie" windows are secured with metal masonry clips (masonry brackets). That means they don't have nailing fins. Contact your window supplier to find out whether the windows you are interested are available with this option. Don't use the wrong kind of window just because it's cheap or available.
1:39 AM EST
Housewrap question
by Lesley
Martin, thanks for your comment. I have finalized the window installation details -- outie style with masonry brackets. The front of the foil-faced polyiso will serve as the primary drainage plain. However, I am considering applying housewrap to the sheathing behind the foam, simply as a protective layer until I can get the foam installed. (The project is located in the Pacific Northwest and unfortunately the "storm door" has opened, so there will be daily/weekly rainstorms for the next five months!) With outie window flashing techniques, I can't see a way to connect the WRB on the sheathing to the front drainage plain of the foil layer. So I am wondering if I will have future issues if I have two disconnected drainage plains? Alternatively, is there a way to detail this differently? Thanks in advance for your recommendations.
3:51 AM EST
Foam plus housewrap
by Martin Holladay, GBA Advisor
Plenty of people have built successful homes that include both exterior foam sheathing and housewrap. Whether or not your system will work depends on the details.
It sounds as if you want to use the exterior of the the foil-faced polyiso as your WRB. That will work, as long as you detail the foam properly. Vertical foam seams must be taped. Horizontal foam seams are more problematic than vertical seams; while some builders rely on tape for horizontal seams, others prefer the dependability of Z-flashing (either conventional metal Z-flashing or 6-mil poly). Be sure to think through the flashing details at window heads and door heads.
If you have flashed the exterior face of the polyiso to be your WRB, you shouldn't have any liquid water on your housewrap. Since your housewrap is vapor-permeable, its presence shouldn't cause any problems.
2:41 PM EST
Taping the foam
by Lesley
Thanks for your quick response, Martin. I am planning to tape all the polyiso seams using foil tape with an acrylic adhesive (as recommended by PIMA, the polyiso mfr assoc.). I also plan to use this tape to cover any exposed edges of the polyiso (e.g. at the base of the wall where the foam cantilevers out from the existing stem wall and at any penetrations). My goal with this is to protect the polyiso from moisture and bugs. As for the windows and doors, I will flash them with a 25 mil butyl hybrid tape.
Does this approach sound right? I am modeling my project based on what I have learned from the Building Science and CCHRC case studies. However, the devil is in the details and it is not always clear which specific type of tape is used in different places in the wall assembly. This is particularly critical since some flashing tapes are not compatible with solvent-based caulks. And then the challenge is determining what is in the caulk...!
I would love to hear about specific products that people have successfully used in their super insulation efforts. Many thanks!
2:52 PM EST
Flashing window heads
by Martin Holladay, GBA Advisor
Lesley,
If you are flashing your window and door heads with 25 mil butyl tape, it sounds like the top of the tape will be installed on the foil face of the foam. Is that true? If so, you will be depending on the butyl tape to stay adhered to the foil facing for the life of your home.
Whether or not that is a good bet depends on who you talk to. I think butyl adhesives are great, and I have no reason to believe they will fail -- especially if they are installed on surfaces without dust, moisture, or frost, and especially if the installer uses a roller. Will you be watching, or will you be doing it yourself?
After 40 years, who knows how well it will adhere? As many building scientists say, "Physics trumps chemistry." The good thing about lapped flashing is it doesn't depend on a chemical bond; it depends on gravity. You might want to consider the use of Z-flashing extending from the nearest horizontal seam in the polyiso (above the window head) and lapping over the top of your window head flashing.
2:00 AM EST
Z-flashing
by Lesley
The window flashing will be installed by me and my trusty J-roller. The folks at Building Science share your concern that the butyl tape will not hold by itself, so they recommend taping the head flashing. (Of course, then one has to wonder about the longevity of that round of tape!) They also suggest installing metal head flashing that goes in front of the furring strips and then over the top of the window trim.
Unfortunately, I don't think I can implement your flashing proposal since the house is a low-slung ranch. Accordingly, the only "seam" above the windows is the intersection of the roof with the wall. However, the windows will benefit from the shelter provided by the generous eaves so hopefully very little rain will hit the top of the window (except during the horizontal rainstorms!).
I welcome any other tips or recommendations as I head into my very first deep-energy retrofit!
6:10 AM EDT
Thermal Performance of Innies and Outies
by Interested Onlooker
The position of windows within a deep wall affects the thermal performance of the wall itself. The inside of the window is at room temperature and the outside is at ambient. So the temperature gradient through the window is steep. The temperature gradient through the wall is more gradual since the wall is thicker than the window. If a plot is made that shows lines of equal temperature (isotherms) within the window and the wall than these lines are parallel to both the surface of the wall and the surface of the window. The lines are closely spaced within the thickness of the window and more widely spread within the wall.
The transition zone (from the edge of the window to some distance away from the edge) where the lines change spacing is interesting. Around the window cills (external, internal or both) there are parts of the thickness of the wall which are at ambient or room temperature. In the transition zone, from a purely thermal pont of view, the effective thickness of the wall increases from the thickness of the window to the overall thickness of the wall. Obviously, if the wall is not as thick then its thermal performance is not as good. So the thermal performance of the wall is degraded in the transition zone.
When the temperature distributions are modelled and plotted, the transition zone appears to be approximately as wide as the cill is deep – the isotherms nearest the surface have a slope of ~1:1. With an outie window all the transition is on the inside; with an innie window all the transition is on the outside. So the transition zone, the zone of degraded thermal performance, is about as broad as the thickness of the wall minus the thickness of the window. If the window is placed in the middle of the wall then the transition takes place in both the inside and the outside of the wall. The transition zone is then about as broad as half the wall thickness minus half the window thickness. So the thermal performance of the wall is degraded less than with either an innie or an outie.
The area of the transition zone is proportional to the perimeter of the window – another good reason to size windows carefully to balance solar gain and conductive heat loss. Two windows which are sufficiently close that the transition zones that they would have in isolation overlap will cause an even greater loss in performance in the wall that separates them. It would be better to have them side-by-side or, better still, combined.
3:51 PM EDT
Replacement of Innie Windows
by Daniel Ernst
Martin,
One issue that Thorsten Chlupp touched on was the inevitable replacement of the window. That's no small matter!
For the outie windows, it appears fairly straightforward, especially if the width of the exterior window trim exceeds the width of the window flange. Remove the trim, peel back and tease the flashings away from the flange, then it is accessible.
For innie windows I can't imagine the process. Remove trim boards, possibly siding, remove the exterior jamb extensions, cut the foam away from the flange, reach what flashing material you can . . .
It sounds like a nightmere.
Perhaps with the Passivhaus windows, the insulation that is used to cover the exterior of the window frame is large enough that just by removing this extra piece - you would have ready access to the window and flashing? I just haven't seen that level of detail in any of the European PH documents I've read.
A similar problem can be found in this detail:
http://www.greenbuildingadvisor.com/cad/detail/flanged-window-head-exter...
Do you know if anyone has found an elegant solution to this problem? If so, could you please link any relevant articles / drawings?
I know you could replace just the window (leave the frame). Or you could use flangeless windows with an integral brickmold (rely on caulk?). But both of these are potential compromises.
From a performance standpoint the innie window has a lot to recommend. But not being able to solve this replacement issue could tip the scales for many people back to the outie concept. Carpenters 20 - 30 years from now will probably be cussing our shortsightedness if we don't get these details right.
Thanks!
6:59 AM EDT
Response to Daniel
by Martin Holladay, GBA Advisor
Daniel,
Thanks for contributing some excellent points.
Although I'm convinced that innie windows perform better, I continue to prefer outie windows. In addition to the point you made, here's why: to me, outie windows look better; I worry about the integrity of the flashing details with innie windows; and I like to have wide interior window stools.
9:24 AM EDT
CCHRC Tests / Research
by Daniel Ernst
Martin - I queried Thorsten Chlupp to see if he had resolved any of the issues mentioned.
He said that their latest research indicates a 20 - 22% improvement when windows are inset and overinsulated (frames). He hopes to publish these findings at the CCHRC website - possibly this winter.
9:36 AM EDT
Response to Daniel
by Martin Holladay, GBA Advisor
Daniel,
I'll be interested to see his data. But remember, you can't "overinsulate the exterior frames" of Canadian casement windows, because they open outward. The technique only works for expensive European tilt/turn units that open inward.
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Martin Holladay has worked as a plumbing wholesale counterperson, roofer, remodeler, and builder. He built his first passive solar house in northern Vermont in 1974, and has lived off the grid since 1975. In 1980, Holladay bought his first
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